Teams at Apex Fintech Solutions

Build and operate the governance, risk, and compliance program across SOC 2, NIST CSF, ISO 27001, and related frameworks. Manage audits, control libraries, risk registers, policies, vendor assessments, due diligence, and compliance monitoring. Configure automated evidence collection through APIs, query compliance data using SQL, validate control effectiveness, coordinate remediation, and report risk posture to leadership. Partner with auditors, security, engineering, business teams, customers, and prospects while automating manual GRC workflows.

Processes and reconciles daily purchase and sale transactions across equities, fixed income, and derivatives. Reviews trade exceptions, discrepancies, settlement issues, and posting errors; coordinates with internal teams, counterparties, and clients to resolve inquiries. Maintains regulatory and SLA compliance, performs supervisory oversight, provides operational metrics, and recommends process improvements.

The Senior SOC Analyst monitors and investigates security incidents, manages vulnerabilities, analyzes security data, and leads investigations to improve security posture.