Job Title Senior Compliance Officer, Trade Surveillance
Location London
Corporate Title Vice President
As a Senior Compliance Officer / Subject Matter Expert within our Compliance Surveillance team, you will play a critical role in protecting the firm by identifying, monitoring, and investigating potential market abuse across Fixed Income and Listed Derivatives products. Your role will apply subject matter expertise to complex trading activity, partner closely with stakeholders globally, and help strengthen a robust, consistent surveillance framework. In a highly scrutinized regulatory environment, your work enables the Bank to safeguard its integrity, reputation, and commitment to ethical conduct.
What we’ll offer you
A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its centre.
You can expect:
Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
Competitive salary and non-contributory pension
30 days’ holiday plus bank holidays, with the option to purchase additional days
Life Assurance and Private Healthcare for you and your family
A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
The opportunity to support a wide ranging CSR programme + 2 days’ volunteering leave per year
Your key responsibilities
Review, analyze, and investigate surveillance alerts and escalations across listed and fixed income products to identify potential market abuse and policy breaches
Conduct complex, forensic-style investigations of end-to-end trade lifecycles, from order origination through execution allocation and linking data across multiple surveillance tools and systems
Train and provide expert guidance and direction to surveillance officers during reviews and investigations
Partner with stakeholders to enhance surveillance methodologies and contribute to strategic global surveillance initiatives
Assess regulatory requirements and internal policies to ensure surveillance controls remain effective and fit for purpose
Act as a subject matter expert for trade surveillance, collaborating with Compliance, Front Office, Technology, and Global Surveillance leadership across jurisdictions. You will escalate emerging risks, control gaps, and trends to senior management
Your skills and experience
Proven surveillance experience covering Fixed income products including rates, credit, and related derivatives
Strong understanding of trade lifecycle processes and market abuse risks
Demonstrated ability to analyze trading data and conduct complex investigations
Strong understanding of critical data elements across the trade lifecycle, including order, execution, allocation, counterparty, and reference data
Hands-on experience with surveillance and market data tools such as SmartBroker
Excellent written and verbal communication skills alongside strong attention to detail and analytical skills
How we’ll support you
A culture of continuous learning to aid progression
We value diversity and as an equal opportunities’ employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards)
About us
Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.
Deutsche Bank in the UK is proud to be named in The Times Top 50 Employers for Gender Equality and has been awarded a Gold Award from Stonewall and named in their Top 100 Employers.
If you have a disability, health condition, or require any adjustments during the application process, we encourage you to contact our Adjustments Concierge on [email protected] to discuss.
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
