Quilter Logo

Quilter

Remote Competency Assessor

Posted 4 Hours Ago
Be an Early Applicant
In-Office or Remote
Hiring Remotely in Home Affairs Retail Park, County Antrim, Northern Ireland, GBR
Mid level
In-Office or Remote
Hiring Remotely in Home Affairs Retail Park, County Antrim, Northern Ireland, GBR
Mid level
Conduct remote competency assessments for financial advisers, evaluate skills and compliance, identify risks and development needs, provide coaching and feedback, create action plans, complete adviser reviews, conduct customer care calls, enforce oversight standards, and escalate issues to compliance partners and senior management.
The summary above was generated by AI
About the Business

Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
Quilter oversees £157.4 billion in customer investments (as of August 2026). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.
Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business.
High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning – offering a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.
At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues.
Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it’s the perfect time to join us!

About the Role

Level: 4

Department: Supervision

Location: Fully remote

Contract: Permanent


Our Remote Competency Assessor will be responsible for completing competency assessment meetings remotely across our adviser population, using our in-house technology, identifying any development areas, and progressing these through appropriate action plans.


You will use your knowledge and experience in your day-to-day role and can be a cross functional worker, pulling on information from all areas of the business.


You will explain and enforce the oversight contract with Appointed Representatives and Registered Individuals detailing the requirements, methods of assessment used and timescales to be applied.


You’ll educate Appointed Representatives and Registered Individuals in respect of their compliance requirements, “Treating Customers Fairly” responsibilities and achieving Good Customer Outcomes.


Delivering the risk assessment regime to Appointed Representatives and Registered Individuals and assess the skills, competencies and knowledge required to maintain competence.


Conduct Adviser Reviews - completing reports, providing coaching and feedback, identifying risks, and escalating any identified failings through to the Firm Compliance Partner.


You will be providing regular feedback to senior management on any issues identified within the Quilter group.


You’ll conduct customer care calls as appropriate when needing to substantiate findings or to support competency sign off.


Manage identified issues to conclusion through effective use of enhanced monitoring events action Plans and Governance actions plans.

           


NB: This is a SMCR certified role:  CASS Oversight, Functions requiring qualifications & Manager of Certification employees

About You

To succeed in this role, you must be Level 4 Diploma qualified as a minimum and have proven experience in working within the financial services sector, ideally but not essentially within a T&C supervisory function.


We are looking for someone who is a self-starter, motivated, inquisitive by nature and can work independently on their own initiative.


You must also be computer literate and be familiar with Microsoft Office.


You will have the ability to follow compliance rules and enforce the standards as directed by the network.


You will have strong communication skills in particular strong questioning skills and will be able to display sound judgment when assessing risks and developing action plans.


Experience of Network/National and IFA/restricted advice models desirable but not essential to the role.  


#LI-remote

#LI-FD1

#Quilter

Inclusion & Diversity

We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive.

Values

Do the right thing: We act with integrity and are proudly committed to going above and beyond in service of our clients and the support we provide our communities.
Always curious: We continuously seek new ideas and knowledge so we’re one step ahead of our clients’ needs. We look for inspiration everywhere and encourage experimentation, recognising that this is how we create brilliant solutions for brighter futures.
Embrace challenge: We aim high to transform our potential into meaningful outcomes. With ambition as our driving force and a steadfast commitment to growth, we succeed for the good of every generation.
Stronger together: Combining our diverse talents, we accomplish more collectively than we ever could do alone. We speak openly, actively listen, and support each other, and constructively challenge and embrace new ideas. We seek empowerment and demonstrate ownership and trust, with the confidence to make impactful decisions.

Core Benefits

Holiday: 182 hours (26 days)

Quilter Incentive Scheme: All employees are eligible to participate in incentive scheme, to incentivise business performance and their contribution.

Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions.

Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children.

Life Assurance: 4x your salary.

Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence.

Healthcare Cash Plan: Jersey employees only

In addition to our core benefits, we offer a range of flexible benefits to UK employees that you can choose from and pay for conveniently via a salary deduction.

Similar Jobs

Yesterday
Remote
UK
Senior level
Senior level
Cloud • Software
Lead the technical direction and architecture of the Foundations platform team, owning authentication, authorization, SSO, secrets management, tenancy, and core platform services. Design APIs, drive services through launch, make technical decisions, establish engineering standards, and mentor engineers without formal management authority. Partner with engineering and product leaders to align execution with priorities.
Top Skills: APIsDistributed SystemsGoLinuxOauthPythonRole-Based Access ControlSso
Yesterday
Easy Apply
Remote
United Kingdom
Easy Apply
Entry level
Entry level
Cloud • Security • Software • Cybersecurity • Automation
Drive customer adoption of GitLab services by conducting discovery, aligning solutions to business outcomes, developing service proposals, supporting commercial negotiations, and coordinating engagement staffing and delivery. Partner with Account Executives, Customer Success Managers, Solutions Architects, and Professional Services teams to forecast services bookings, identify risks, close opportunities, and communicate customer trends. French fluency is essential.
Top Skills: ClariDevsecopsGitlabSalesforce
Yesterday
Remote or Hybrid
United Kingdom
Senior level
Senior level
Artificial Intelligence • Consumer Web • Edtech • Enterprise Web • HR Tech • Social Impact • Generative AI
Operationalize and scale the global privacy program across products and business functions. Lead DPIAs, ROPAs, vendor privacy reviews, data subject rights requests, privacy workflows, policies, training, and compliance controls. Partner with Legal, Engineering, Product, Security, Marketing, and Procurement to embed privacy by design, monitor global regulations, improve automation and self-service, and report program metrics. Support incident response, data retention, cross-border transfers, and broader privacy governance.
Top Skills: CcpaGdprOnetrustTrustarc

What you need to know about the Belfast Tech Scene

If asked to name the birthplace of the RMS Titanic, you might not say Belfast. Similarly, if asked to name Europe's leading destination for foreign direct investment in new software development, Belfast might not come to mind. Yet, both are true. The city has emerged as a tech powerhouse, recently ranked among the best in the U.K. for tech careers — especially for software developers. It also leads the U.K. with the highest percentage of software development jobs advertised.

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account