Funds-Axis Limited
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Fintech • Software • Financial Services
Leads Investment Compliance and Risk business-as-usual operations, overseeing team performance, SLAs, client service, governance, reporting, training, resourcing, and issue escalation. The role provides subject matter expertise to relationship managers and clients, supports onboarding and efficiency initiatives, maintains operational procedures and issue logs, and ensures compliance data, breaches, queries, and performance metrics are reported accurately.
